Nigerian SEC Vs Investment Companies in Nigeria On Illicit And Unlicensed Operations

Nigeria Capital market regulator Securities and Exchange Commission (SEC) has released a circular issuing a strong warning to both intending investors and unregistered online trading investment companies in Nigeria, which boast of facilitating access to securities and foreign based Investment.


In a circular released on the Commission’s website, instructed unlicensed investment platforms in Nigeria against operations and practices which are contrary to Nigerian capital market rules, wooing Nigerians into securities listed in foreign markets.

This unfriendly move has been termed by many industry experts as a Witch-hunt against specific players in the wealth management sector of the Nigerian tech industry. Bamboo, RiseVest, Trove, and Chaka are few investment platforms in Nigeria that are mostly under this clampdown by the SEC. These companies offer the opportunity to buy shares of publicly traded companies in the U.S.


Continue reading: https://techibytes.com/sec-vs-investment-companies-in-nigeria-operations/

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